2017 Regular Session
|At the request of:||(at the request of Governor Kate Brown for Department of Consumer and Business Services)|
|Bill Title:||Relating to conditions of licensure for persons dealing in securities.|
Requires broker-dealers and state investment advisers to maintain errors and omissions insurance policy in amount of at least $1 million as condition of state licensure.
Becomes operative on July 31, 2018.
|Chapter Number:||Chapter 313|
|Fiscal Impact:||No Fiscal Impact|
|Revenue Impact:||No Revenue Impact|
|Measure Analysis:||Staff Measure Summary / Impact Statements|
|Current Location:||Chapter Number Assigned|
|Potential Conflicts of Interest/Vote Explanations:||Potential Conflicts of Interest/Vote Explanation Documents|