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2017 Regular Session
Overview
At the request of: (at the request of Governor Kate Brown for Department of Consumer and Business Services)
Chief Sponsors:
Regular Sponsors:
Bill Title: Relating to conditions of licensure for persons dealing in securities.
Catchline/Summary: Requires broker-dealers and state investment advisers to maintain errors and omissions insurance policy in amount of at least $1 million as condition of state licensure.
Becomes operative on July 31, 2018.
Chapter Number: Chapter 313
Fiscal Impact: No Fiscal Impact
Revenue Impact: No Revenue Impact
Measure Analysis: Staff Measure Summary / Impact Statements
Current Location: Chapter Number Assigned
Current Committee:
Current Subcommittee:
Subsequent Referral(s):
Potential Conflicts of Interest/Vote Explanations: Potential Conflicts of Interest/Vote Explanation Documents
Measure History
Scheduled Events